Garth is extensively involved in the investment funds, registration and securities law areas. He actively advises a number of public and private investment funds including exchange traded funds. Garth has created new funds, including hedge funds, drafted trust, management, advisory, sub-advisory and distribution agreements, filed numerous applications for exemptive relief and prepared offering documents for both public and private funds. He has also been involved in a number of mutual fund acquisitions and reorganizations. In addition, Garth has registered, and provides ongoing compliance and registration advice to various advisers, dealers and investment fund managers. He also comments on policy initiatives in the investment funds, registration and securities law areas.
Honours and Awards
- Recognized by Best Lawyers in Canada 2012, 2011 and 2010 as a leading practitioner in Mutual Funds Law
- Listed as a recommended lawyer in the area of Investment Funds (Canada) by Practical Law Company in 2012, 2011, 2010 and 2009
Community Involvement
- Active member of Toronto Kiwanis Boys and Girls Clubs
Membership/Affiliations
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Current member of Industry, Regulation & Tax Committee of Portolio Management Association of Canada
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Former member of IFIC Dealer Issues Committee, IFIC Manager Issues Committee, IFIC Regulatory Steering Committee, IFIC Sales Practices Steering Committee, IFIC Sales Communications Steering Committee and IFIC Fund of Fund Working Group
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Member, Canadian Bar Association
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Member, International Bar Association