NI 31-103 Regulatory Update
Securities Regulatory Compliance Group Seminar
June 28, 2011
Event participants:
Garth J. Foster,
Pierre-Yves Châtillon,
Lata Casciano
Fasken Martineau's Securities Regulatory Compliance Group and the Portfolio Management Association of Canada invite you to a NI 31-103 Regulatory Update seminar. Garth Foster, Pierre-Yves Châtillon and Lata Casciano of Fasken Martineau, Sophie Jean of the Autorité des Marchés Financiers and Chris Jepson of the Ontario Securities Commission will discuss the recent NI 31-103 amendments, pending investment fund manager rules and upcoming Client Relationship Model proposals.
All seminars will take place at the respective Fasken Martineau offices.
Agenda:
-
Toronto, Ottawa, Montréal and Québec City:
2:30 pm - 3:00 pm (EDT) Registration
3:00 pm - 4:30 pm (EDT) Presentation (live in Toronto and Montréal; by video in Ottawa and Québec City)
4:00 pm - 6:00 pm (EDT) Cocktails
-
Calgary:
12:30 pm - 1:00 pm (MDT) Registration and Lunch
1:00 pm - 2:30 pm (MDT) Presentation (by video)
-
Vancouver:
11:30 am - 12:00 pm (PDT) Registration and Lunch
12:00 pm - 1:30 pm (PDT) Presentation (by video)
Note: This 1.5 hour seminar may be applied towards Continuing Professional Development for lawyers in Ontario, Québec and British Columbia. Please note that this seminar is not accredited for the New Member Requirement or the 3 hour Professionalism Requirement (Ontario).
RSVP:
This event has passed - registration is closed.