Registration Reform Update

Securities Regulatory Compliance Group Seminar
November 30, 2010


Multiple cities, Canada

Event participants:

Garth J. Foster

Fasken Martineau's Securities Regulatory Compliance Group and the Investment Counsel Association of Canada held a Registration Reform Update seminar.

Garth Foster and Pierre-Yves Châtillon of Fasken Martineau, Sophie Jean of the Autorité des Marchés Financiers and Chris Jepson of the Ontario Securities Commission discussed the recent NI 31-103 amendments dealing with investment fund managers, the NI 31-103 amendments issued in June, comments received and next steps, and Client Relationship Model proposals.

This seminar was held in Vancouver, Toronto, Ottawa, Montreal and Quebec City.