Registration Reform Update
Securities Regulatory Compliance Group Seminar
November 30, 2010
Multiple cities, Canada
Event participants:
Garth J. Foster
Fasken Martineau's Securities Regulatory Compliance Group and the Investment Counsel Association of Canada held a Registration Reform Update seminar.
Garth Foster and Pierre-Yves Châtillon of Fasken Martineau, Sophie Jean of the Autorité des Marchés Financiers and Chris Jepson of the Ontario Securities Commission discussed the recent NI 31-103 amendments dealing with investment fund managers, the NI 31-103 amendments issued in June, comments received and next steps, and Client Relationship Model proposals.
This seminar was held in Vancouver, Toronto, Ottawa, Montreal and Quebec City.