What to Do When You Have Allegations of Wrongdoing
Securities and Mergers & Acquisitions Group Seminar
October 5, 2010
Fasken Martineau
Algonquin, Escarpment and Huron Rooms
333 Bay Street, Suite 2400
Bay Adelaide Centre
Toronto, ON, Canada
Event participants:
Jonathan A. Levin,
Aaron J. Atkinson,
Sean S. Stevens
Fasken Martineau's Securities and Mergers & Acquisitions Group invites you to attend a breakfast seminar that will address how to respond when allegations of wrongdoing arise. Boards are expected to have proper systems in place to prevent and detect wrongdoing; however, even the best governance system cannot completely eliminate potential wrongdoing within a company. Where allegations of wrongdoing surface, common sense and market expectations dictate a swift and appropriate response. However, the proper course of action may not be clear at the outset. This seminar will focus on key principles to guide boards in their decision-making process when allegations of wrongdoing arise so that an appropriate, measured response can be developed and implemented in a timely manner.
Topics to be addressed include:
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Determining who should carry out any investigation
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Considerations regarding confidentiality, legal privilege and disclosure
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When to engage external advisors
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When to call the regulators or other authorities
Agenda:
- 8:00 am - 8:30 am Registration and Breakfast
- 8:30 am - 10:00 am Presentation and Q&A
RSVP:
This event has passed - registration has closed.