NI 31-103 Registration Reform - Regulatory Update
Investment Products and Wealth Management Group Seminar
March 5, 2010
Multiple Cities, Canada
Event participants:
Garth J. Foster,
Gina A. Yee,
Pierre-Yves Châtillon,
Lata Casciano,
Sophie Lessard Berger
Fasken Martineau and the Investment Counsel Association of Canada present an update on NI 31-103 Registration Requirements and Exemptions. Garth Foster, Gina Yee and Pierre-Yves Châtillon of Fasken Martineau, and Chris Jepson from the Ontario Securities Commission and Sophie Jean from the Autorité des Marchés Financiers, will cover the following topics:
- Regulatory clarifications and implications
- Upcoming transition considerations and preparations
- Compliance and implementation issues
- Insights from the Regulators
- Q&A
Date:
Friday, March 5, 2010
Location and Time:
TORONTO - Live in Person
Fasken Martineau
66 Wellington St W, Suite 4200
Toronto Dominion Bank Tower
Toronto, ON
Time: 12:00 pm - 2:00 pm EST
MONTRÉAL - via live video feed
Fasken Martineau
Stock Exchange Tower
800 Victoria Square, Suite 3700
Montréal, ON
Time: 12:00 pm - 2:00 pm EST
QUÉBEC CITY - via live video feed
Fasken Martineau
140 Grande Allée Est, Suite 800
Québec City, QC
Time: 12:00 pm - 2:00 pm EST
CALGARY - via live video feed
Fasken Martineau
3400 First Canadian Centre
350 - 7th Avenue SW
Calgary, AB
Time: 10:00 am - 12:00 pm MST
VANCOUVER - via live video feed
Fasken Martineau
2900 - 550 Burrard St
Vancouver, BC
Time: 9:00 am - 11:00 am PST
This event has passed - registration is closed.
For more information:
Allison Cary
416 868 3511