NI 31-103 Registration Reform - Regulatory Update

Investment Products and Wealth Management Group Seminar
March 5, 2010


Multiple Cities, Canada

Event participants:

Garth J. Foster, Gina A. Yee, Pierre-Yves Châtillon, Lata Casciano, Sophie Lessard Berger

Fasken Martineau and the Investment Counsel Association of Canada present an update on NI 31-103 Registration Requirements and Exemptions. Garth Foster, Gina Yee and Pierre-Yves Châtillon of Fasken Martineau, and Chris Jepson from the Ontario Securities Commission and Sophie Jean from the Autorité des Marchés Financiers, will cover the following topics:

  • Regulatory clarifications and implications
  • Upcoming transition considerations and preparations
  • Compliance and implementation issues
  • Insights from the Regulators
  • Q&A

Date:

Friday, March 5, 2010

Location and Time:

TORONTO - Live in Person
Fasken Martineau
66 Wellington St W, Suite 4200
Toronto Dominion Bank Tower
Toronto, ON

Time: 12:00 pm - 2:00 pm EST

MONTRÉAL - via live video feed
Fasken Martineau
Stock Exchange Tower
800 Victoria Square, Suite 3700
Montréal, ON

Time: 12:00 pm - 2:00 pm EST

QUÉBEC CITY - via live video feed
Fasken Martineau
140 Grande Allée Est, Suite 800
Québec City, QC

Time: 12:00 pm - 2:00 pm EST

CALGARY - via live video feed
Fasken Martineau
3400 First Canadian Centre
350 - 7th Avenue SW
Calgary, AB

Time: 10:00 am - 12:00 pm MST

VANCOUVER - via live video feed
Fasken Martineau
2900 - 550 Burrard St
Vancouver, BC

Time: 9:00 am - 11:00 am PST


This event has passed - registration is closed.

For more information:

Allison Cary
416 868 3511