What to Do When the Regulators Call

Directors & Officers Six Part Series (Part 5)
March 11, 2010


St. Andrew's Club & Conference Centre
Main Dining Room
150 King Street West, 27th Floor
Toronto, ON, Canada

Event participants:

David A. Hausman, Rosalind H. Cooper

Fasken Martineau's Directors & Officers Series hosts the fifth of six seminars with a presentation by David Hausman and Rosalind Cooper. Topics to be covered include:

  • The investigative process at the Ontario Securities Commission
  • Preparing for compelled interviews
  • Preserving and producing documents
  • Notices of Enforcement Proceedings
  • The Hearing Process
  • Inspectors v. Investigators at the MOE
  • Preparing for an MOE Investigation
  • Privileged Documents and Internal Investigations
  • The Due Diligence Defence

Agenda:

  • 8:00 am - 8:30 am   Registration and Breakfast 
  • 8:30 am - 10:00 am Presentation and Q&A

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Additional Seminars for Officers & Directors:

View other seminars in the series