What to Do When the Regulators Call
Directors & Officers Six Part Series (Part 5)
March 11, 2010
St. Andrew's Club & Conference Centre
Main Dining Room
150 King Street West, 27th Floor
Toronto, ON, Canada
Event participants:
David A. Hausman,
Rosalind H. Cooper
Fasken Martineau's Directors & Officers Series hosts the fifth of six seminars with a presentation by David Hausman and Rosalind Cooper. Topics to be covered include:
- The investigative process at the Ontario Securities Commission
- Preparing for compelled interviews
- Preserving and producing documents
- Notices of Enforcement Proceedings
- The Hearing Process
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- Inspectors v. Investigators at the MOE
- Preparing for an MOE Investigation
- Privileged Documents and Internal Investigations
- The Due Diligence Defence
Agenda:
- 8:00 am - 8:30 am Registration and Breakfast
- 8:30 am - 10:00 am Presentation and Q&A
RSVP:
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Additional Seminars for Officers & Directors:
View other seminars in the series