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Blog Post | Timely Disclosure

OSC Staff Notice 33-741 – Report on the Results of the Reviews of Capital Markets Participation Fees

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The Form 13-502F4 Capital Markets Participation Fee Calculation (F4) must be filed on December 1 each year by all registered firms, unregistered investment fund managers, and firms operating under the exemptions available in sections 8.18 and 8.26 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.  This form is used to calculate your firm’s... Continue Reading