Fasken Martineau reminds registered dealers and advisors of recent amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registration Obligations (NI 31-103) which came into force on May 1st, 2014. Learn more from our recent bulletin Coming into force of Dispute Resolution Requirements for Registered Firms and/or download the NI 31-103 Regulatory Update presentation led by... Continue Reading