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Blog Post | Timely Disclosure

IIROC Proposes Additional Changes to the Dealer Member Plain Language Rule Book

Fasken
Reading Time 1 minute read
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Overview

On March 9, 2017, the Investment Industry Regulatory Organization of Canada (IIROC) published IIROC Notice 17-0054 – Re-Publication of Proposed IIROC Dealer Member Plain Language Rule Book (the Notice), which republished for comment, the proposed Dealer Member Plain Language Rule Book (the proposed DMPL Rule Book). The beginnings of the proposed DMPL Rule Book originate... Continue Reading

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