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Blog Post | Timely Disclosure

Sale of ETFs – Proficiency Standards Approved

Fasken
Reading Time 1 minute read
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Last month, provincial securities regulators approved Policy No. 8 (Policy) of The Mutual Fund Dealers Association of Canada (MFDA).  The Policy establishes proficiency standards for mutual fund dealing representatives (Representatives) who wish to sell exchange-traded fund (ETFs). Although Representatives are legally permitted to sell certain types of ETFs (which are a type of mutual fund),... Continue Reading

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