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Client Work

Represented the British Columbia Securities Commission and the Ontario Securities Commission on numerous commitees of the CSA

Fasken
Reading Time 1 minute read
Client

British Columbia Securities Commission

Represented the British Columbia Securities Commission (BCSC) and the Ontario Securities Commission (OSC) on numerous committees of the CSA, appeared before the BCSC and the OSC on legislative and policy initiatives as well as contested and non-contested applications for relief, and reviewed and dealt with numerous prospectus offerings of securities and applications for relief from requirements under securities legislation and policy, including applications for relief from registration and prospectus requirements, continuous disclosure and proxy requirements and conflict of interests provisions (which applications ranged from routine share offerings to complex reorganizations, amalgamations, share exchanges and bids).