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NI 31-103 - CRM II & Other Developments

Securities Regulatory Compliance Group Seminar
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Where
Multiple Offices
Canada
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Overview

Fasken Martineau's Securities Regulatory Compliance Group and the Portfolio Management Association of Canada invite you to a Regulatory Update seminar.

Garth Foster, Pierre-Yves Châtillon and Lata Casciano of Fasken Martineau, Gérard Chagnon of the Autorité des marchés financiers and Chris Jepson of the Ontario Securities Commission will discuss the Client Relationship Model II and other pending regulatory issues.

All seminars will take place at the respective Fasken Martineau offices.

Agenda

Toronto, Ottawa, Montréal and Québec City:
11:45 am - 12:15 pm (EST) Registration and Lunch
12:15 pm - 1:45 pm (EST)   Presentation (live in Toronto and Montréal; by video in Ottawa and Québec City)

Calgary:
9:45 am - 10:15 am (MST)   Registration and Breakfast
10:15 am - 11:45 pm (MST) Presentation (by video)

Vancouver:
8:45 am - 9:15 am (PST)     Registration and Breakfast
9:15 am - 10:45 am (PST)   Presentation (live)

Note: This 1.5 hour seminar may be applied towards Continuing Professional Development for lawyers in Ontario, Québec and British Columbia. Please note that this seminar is not accredited Professionalism Hours and cannot be counted for New Members or for Professionalism Hours for Ongoing Members (Ontario).

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Speaker

  • Garth J. Foster, Partner | Mergers & Acquisitions, Toronto, ON, +1 416 868 3422, [email protected]
Garth Foster Toronto Lawyer Garth J. Foster Partner | Mergers & Acquisitions Toronto, ON +1 416 868 3422