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Blog Post | Timely Disclosure

Fund Facts – Stage 3: Pre-Delivery

Reading Time 1 minute read


On Wednesday, the CSA published their proposed amendments to implement Stage 3 of the point-of-sale regime that would require delivery of Fund Facts to investors before purchase orders are submitted.  Highlights of proposed Stage 3 are: Only 2 exceptions to pre-delivery: (i) pre-authorized purchase plans (similar to current simplified prospectus delivery exemption currently in place),... Continue Reading