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Blog Post | Timely Disclosure

NI 31-103 Amendments – Client Relationship Model Phase 2 (CRM2)

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The OSC recently issued an e-mail blast to registrants advising them of certain CSA relief expected from the CRM2 requirements coming into effect later this year and in 2016.  The OSC advised firms that permanent relief from certain CRM2 requirements is expected to be formally published by the CSA later this month.  IIROC and the... Continue Reading