Skip to main content
Blog Post | White Collar Post

Can the OSC sharpen its teeth and take a bite out of enforcement, or lack thereof?

Fasken
Reading Time 1 minute read
Subscribe

Overview

The enforcement efforts of the Ontario Securities Commission (OSC), the regulator that administers and enforces compliance with the provisions of the Securities Act (Ontario) and the Commodity Futures Act (Ontario), have had mixed success— at best. With a mandate to protect investors and ensure fair and efficient capital markets through monitoring compliance and enforcement measures in the securities industry in Ontario, the regulatory body has … Continue reading Can the OSC sharpen its teeth and take a bite out of enforcement, or lack thereof? »

    Subscribe

    Receive email updates from our team

    Subscribe