Skip to main content
PLEASE NOTE: For everyone’s safety, Fasken requires anyone on-site at our Canadian offices to provide proof of full vaccination against COVID-19. This applies to lawyers, staff, clients, service providers and other visitors.
Blog Post | Timely Disclosure

Client Relationship Managers

Fasken
Reading Time 1 minute read
Subscribe

Client Relationship Managers On June 10, 2020, the Canadian Securities Administrators sent out a notice by means of a broadcast e-mail (the Notice) confirming that effective immediately portfolio managers (a PM) can register “client relationship management” (CRM) specialists as advising representatives (AR).  A CRM can interact with clients, but cannot give stock picking advice (e.g.,... Continue Reading

    Subscribe

    Receive email updates from our team

    Subscribe