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Blog Post | Timely Disclosure

Client Relationship Managers

Fasken
Reading Time 1 minute read
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Client Relationship Managers On June 10, 2020, the Canadian Securities Administrators sent out a notice by means of a broadcast e-mail (the Notice) confirming that effective immediately portfolio managers (a PM) can register “client relationship management” (CRM) specialists as advising representatives (AR).  A CRM can interact with clients, but cannot give stock picking advice (e.g.,... Continue Reading

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