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Client Work
Ontario Securities Commission in regulatory proceeding involving North George and Lionaird
Fasken
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Ontario Securities Commission in regulatory proceeding involving North George and Lionaird
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Overview
Overview
Client
Ontario Securities Commission
Ongoing
Tracy Pratt acted as staff of the OSC in proceedings in 2001 and 2002 resulting in settlements with four respondents including 20 year cease trade orders for two registered mutual fund salespeople.